Ferrara on Insider Trading and the Wall

Ferrara on Insider Trading and the Wall

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The authors analyze the impact of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Sarbanes-Oxley Act and SEC regulations regarding selective disclosure and insider trading.9.05 Examples of SEC Reliance on Chinese Walls in Settlement Proceedings [1] a€” The First Boston Case In SEC v. ... turn, the research analyst allegedly disclosed the information to First Bostona#39;s head equity trader.9 As a senior First Bostonanbsp;...

Title:Ferrara on Insider Trading and the Wall
Author: Ralph C. Ferrara, Herbert Thomas, Donna M. Nagy
Publisher:Law Journal Press - 2014-11-28

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